Esteem HealthCHW Certification Training
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Module 2: Core CHW CompetenciesLesson 2.4 · 12 sections · ~60 min

Health Behavior Theories and Health Behavior Changes

Learning Objectives
  • Define "health behaviors" and distinguish between behaviors that can either contribute to or detract from health.
  • Explore health behavior theories to grasp why individuals might partake in actions harmful to their health.
  • Examine theories on health behavior change and the application of these theories across various contexts.

Introduction

Understanding health behaviors is key for community health workers (CHWs) in helping patients improve their lifestyles. Recognizing the underlying causes of harmful health behaviors is essential for understanding patients' perspectives and more efficiently facilitating their desired changes.

The second half of this lesson will present various models of health behavior change. Together, these theories give CHWs language and structure for understanding readiness, motivation, and the levers for change.

Defining health behaviors

Numerous factors impact health — surroundings (neighborhood, physical environment), education, economic status, access to quality healthcare, and social/community setting. Health behaviors — the actions individuals take — play a significant role in outcomes too.

These behaviors can either contribute to health promotion (maintaining a healthy diet, being physically active, seeking preventive care, getting sufficient sleep, adhering to prescribed treatments) or be detrimental (smoking, excessive alcohol consumption, unhealthy eating, risky sexual activities).

Health behavior = actions, activities, or habits undertaken by individuals that directly influence their physical, mental, or emotional well-being.

Two main categories of health behavior

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Lifestyle choices
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Diet, exercise, substance use, and preventive healthcare practices.
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Note
Behaviors are personal choices, but they're made within personal, institutional, environmental, and policy contexts. Experts have developed many theories to explain the why — and understanding them helps CHWs guide patients.

Introduction to health behavior theories

Traditional views simplify health behavior as solely the result of individual choices, leading to the common approach of merely telling people to stop or start certain actions. In reality, health behavior is much more complex — influenced by various factors beyond an individual's own aspirations.

We'll cover three theories of health behavior:

  • Social Learning Theory / Social Cognitive Theory (SLT/SCT)
  • Self-Determination Theory (SDT)
  • Health Belief Model (HBM)

Theory #1: Social Learning / Social Cognitive Theory

SLT/SCT is an interpersonal theory emphasizing the dynamic among people, their behavior, and their environment. Learning behaviors occur in a social context — including past experiences, the actions of others, and environmental factors.

The six key concepts

Six key concepts of SLT/SCT

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Reciprocal Determinism
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The ongoing interaction among a person's learned experiences, their environment, and their behavior.
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Limitations of SLT/SCT

Theory #2: Self-Determination Theory

SDT is a theory of motivation. We all want to be healthy and often know the steps — so why don't we always take them? SDT argues the central issue is motivation: the amount of energy we direct toward a goal.

Sources of motivation

Reward

People may try to lose weight because their employer offers cash incentives.

Two types of motivation

SDT distinguishes two types of motivation: Controlled Motivation and Autonomous Motivation; both concepts being crucial to fully grasping how individuals are driven to engage and pursue behavioral changes.

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Controlled motivation
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Behavior driven by rewards, punishments, and internal pressures. Individuals engage in actions for external reasons.
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The three psychological needs

Autonomy

The need to feel that you can make your own choices, as opposed to feeling compelled or controlled.

Think of these like physiological needs — hunger, thirst, sleep. If any are unmet, well-being suffers and motivation drops. When all three are satisfied in a particular area of life (e.g., physical activity), autonomous motivation tends to flow.

Tip
People with supportive social environments meeting the needs of autonomy, competence, and relatedness tend to rely on autonomous motivation — which helps them adopt and maintain healthy behaviors. People without such support default to controlled motivation, making lasting change harder.

Theory #3: Health Belief Model

HBM started in the 1950s. It states that people's actions regarding health depend on how they perceive the risk of a disease and the pros and cons of taking preventive measures. It's particularly useful for prevention before symptoms appear — explaining why some people skip regular mammograms or don't get the flu shot.

According to HBM, individuals balance two central components:

  • The desire to avoid illness or recover if already sick.
  • The belief that a particular health action will prevent or treat illness.
Note
We'll use Sally — a teenager contemplating wearing a mask to guard against COVID-19 at a packed concert — to walk through the six elements.

The six key elements of HBM

Limitations of HBM

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Overlooks personal attitudes

Doesn't fully account for personal attitudes, beliefs, or other factors influencing willingness.

Reminder
Although you may have fully explained or even predicted an individual's actions towards their health (with the HBM model) there is always the possibility of short fallings.
Knowledge Check — Matching

Match each Health Belief Model element to its description.

Terms
Perceived Susceptibility
Perceived Severity
Perceived Benefits
Perceived Barriers
Cues to Action
Self-Efficacy
Definitions
Internal or external signals that prompt someone to act.
How likely you think you are to experience a specific disease.
How confident you are that you can perform the health behavior.
The obstacles — inconvenience, time, unpleasantness — that hinder a health behavior.
How effective you think a health behavior will be at reducing the threat.
How serious you think a disease is.
Knowledge Check

A patient knows smoking is harmful and wants to quit, but says she keeps smoking because all of her friends smoke and she enjoys it socially. Which Self-Determination Theory concept best describes the motivation she would need to quit for her own values?

AControlled motivation
BAutonomous motivation
CReciprocal determinism
DPerceived susceptibility

Understanding behavior vs. changing it

Understanding why patients behave as they do can make us eager to suggest changes. But true, lasting change happens when individuals feel in control of their own decisions. Pushing for change too soon can backfire.

Next we'll apply two models — the Transtheoretical / Stages of Change Model and Fogg's Behavior Model — to customize our support to a patient's readiness for change.

Theory #4: Stages of Change Model

Behavior change isn't a single decision — it's a gradual journey through stages: precontemplation, contemplation, preparation, action, maintenance, and rarely, termination. People progress at their own pace and may revisit earlier stages along the way.

This model originated in a 1970s study on quitting smoking. Its core insight: success depends on a person's readiness. Understanding where someone is in the journey is crucial before introducing change efforts.

Note
We'll follow Ginnie, recently diagnosed with prediabetes, as she works through each stage. Her doctor has recommended a healthier, Mediterranean diet to lower her risk of diabetes and heart disease.

The six stages of change

Stage 1 of 6

Precontemplation

Key Points
  • Lack of awareness
  • Resistance to change
  • Defensive attitude
  • Procrastination
  • Lack of readiness
Worked Example

"I don't see a problem with my diet. I don't have diabetes yet and I haven't had a heart attack." / "I've always been a meat-and-potatoes kind of gal. That's how it's always been, and I've gotten this far in life."

Change isn't linear
Most people cycle through these stages multiple times before achieving lasting change. Relapse is common and not a sign of failure — it's an opportunity to learn, adjust, and build resilience. The termination stage is rarely reached; most health programs focus on maintenance instead.

Theory #5: Fogg Behavior Model

Developed by Stanford psychologist BJ Fogg, this model says behavior is influenced by three primary factors: motivation, ability, and triggers (prompts). By assessing these three factors, healthcare providers can adapt their strategies to further benefit the patient and their readiness/longevity for a change in behavior.

The three factors

Three core concepts of the Fogg Behavior Model

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Motivation
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An individual's desire or willingness to perform the behavior. Influenced by rewards, social acceptance, and personal goals.
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Motivation × Ability — the quadrant

Both motivation and ability need to be sufficiently high for a behavior to happen. The model is a 2D space — and where someone falls in that space tells us what kind of support they need.

Fogg Behavior Model — flu vaccine examples

High motivationLow motivation
Low abilityHigh ability

Hover or tap a point to see its detail.

Triggers — the third ingredient

Even with high motivation and high ability, behavior doesn't happen without a trigger. Three types matter, each suited to a different situation.

Facilitator

For high motivation + low ability. Simplifies the behavior by removing obstacles — time, money, complexity. *Example:* A public health program offering the flu shot free or at reduced cost could bridge James's ability gap.

How CHWs apply the Fogg Behavior Model
If patients lack ability, use a facilitator. If they have both motivation and ability, use a signal. If they lack motivation, use a spark. Three diagnoses, three treatments.
Knowledge Check

Ginnie tells her CHW: "I know my diet isn't good for me. I should probably do something about it, but my house is full of snacks and I'm not sure I can resist ice cream every night." Which Stage of Change is Ginnie in?

APrecontemplation
BContemplation
CAction
DMaintenance
Knowledge Check

James really wants the flu vaccine but has no insurance and can't afford it out of pocket. According to the Fogg Behavior Model, which type of trigger would best help him act?

AA spark, to increase his motivation
BA signal, to remind him to act
CA facilitator, to remove the cost barrier
DNo trigger — he lacks readiness
Lesson Takeaways

🌟 Lesson takeaways

We covered five theories: three about why people behave as they do (Social Learning / Social Cognitive Theory, Self-Determination Theory, and the Health Belief Model) and two about how change happens (the Transtheoretical / Stages of Change Model and the Fogg Behavior Model). Each has limitations, and no single model captures every patient — but together they give CHWs language and structure for understanding readiness, motivation, and the levers for change. A foundational knowledge of these theories is crucial for facilitating change.

🎉Great work!
📅
Coming up

Great work! At the end of this module, you'll join a live discussion with your cohort and an instructor to practice applying these theories to real patient situations. We'll see you there.